Regulatory Compliance Attorney (Mortgage Industry) - Charlotte

Alchemy Legal - Charlotte, NC

Regulatory Compliance Attorney (Mortgage Industry) – Charlotte, NC

One of our top law firm's is seeking a regulatory compliance attorney with at least 5+ years' experience to join its growing Financial Institutions Regulatory Practice Group. Applicants must have experience providing advice on mortgage origination compliance matters and be actively licensed (any state). Attorney hired will work out of Charlotte, NC.


  • Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings.
  • Provide advice to our clients on existing laws and regulations that govern mortgage lenders, mortgage brokers and financial institutions.
  • Assist clients on implementing policies and procedures in compliance with various federal regulations and agency guidelines (TRID, Qualified Mortgage Rules, HUD FHA Mortgagee guidelines, RESPA Anti-Kickback provisions, FCRA and FACTA Act requirements, FinCen Anti-Money Laundering requirements and Privacy rules)
  • Advise on state lender, servicer, broker and other licensing requirements
  • Compliance audits

Compensation will be commensurate with experience, salary is flexible.


Prestigious law firm provides great environment and working atmosphere.


To hear more (confidentially of course), please email your resume along with salary expectations.


*Referral fee applies only if and when the candidate referred to us is hired by the firm seeking candidates.


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Thank you,


Hope Tocci

Talent Acquisition Specialist

[email protected]

Posted On: Tuesday, May 7, 2019

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