Senior Auditor

A global financial institution located downtown Chicago is seeking talented Senior Auditors to join their team. Interested in a particular area? There are openings across multiple teams – wealth management, treasury & finance, professional practice, and BSA/AML. This organization strives to meet the unique needs of customers by creating a personalized, flexible, and straightforward banking experience that can accommodate all. Their innovative products and services allow customers to bank when and how it is most convenient, while the informative and honest approach allows customers to make knowledgeable financial decisions. This culture of innovation and value of accountability has consistently earned top-employer accolades and also makes building a career at this organization fulfilling with countless avenues for professional challenge and growth.

Things to get excited about:

• Downtown location & Headquarters
• 4 weeks vacation
• Competitive salary + Bonus
• Ability to rotate out of this team into great positions across the business
• Benefits: health, dental, vision, 401k & match, tuition reimbursement, summer hours
• COVID: The team is not requiring in-office work moving forward; they are expecting only to go to the office in the loop as needed. A few people have decided they prefer to go into the office and that is available as well.

Position Summary:

The Senior Internal Auditor – is responsible for leading the execution of internal audits in accordance with the annual audit plan, as well as assisting with other audit department matters and projects as needed.

Key Responsibilities:

• Perform work under the direction of the Internal Audit Manager on individual or multiple audit assignments, including leading audits
• Determine the audit scope in conjunction with the Audit Manager that addresses key regulatory requirements and provides sound third line of defense risk-based coverage
• Identify risks and corresponding controls
• Execute and document testing procedures, including test of design, test of effectiveness and substantive testing to ensure results support audit conclusions and adherence to department’s audit methodology and IIA Standards
• Determine suitability of, and adherence to, policies and procedures
• Identify reportable issues and associated risks
• Verbally communicate findings to senior management and draft comprehensive audit reports
• Build solid relationships with clients by identifying and addressing client needs
• Use technical resources and tools to research and expand upon knowledge
• Manage day-to-day planning, implementation and problem-solving to ensure the team achieves established milestones
• Monitor team member workloads; adjust and redistribute assignments to meet project milestones and promote work/life quality; keep team members and leadership informed on progress and issues
• Provide team members candid, meaningful, and timely performance feedback

Posted On: Wednesday, November 22, 2023
Compensation: $80K-$90K, some flexibility