Buckingham Search

Senior Auditor - Capital Markets

Buckingham Search - Chicago, IL

Seeking a Senior Auditor to join the Capital Markets team of a global, well-known financial services firm. This individual will play a key role in the continued growth & development of the business unit and will report locally to the Senior Audit Manager in Chicago.


  • Project management and delivery of audit engagements across key capital markets businesses including Global Foreign Exchange Trading, Securities Lending, Brokerage and Transitions Management
  • Contribute to the enhancement and further growth of the global Audit Services team
  • Through engagement with other team members, the Senior Auditor will design and lead the end-to-end execution of audit engagements
  • Produce comprehensive workpapers, quality audit reports, and timely deliverables
  • Mentor junior staff, contribute to team process enhancements, and foster relationships both internally in the audit department as well as with key stakeholders
  • Execute enhanced continuous monitoring, developing/maintaining a standardized process/risk directory for allocated business areas


  • Assurance experience gained within internal audit, external audit, monitoring or testing functions in a financial institution or consulting environment, in conjunction with relevant experience in capital markets activities
  • Professional certifications (e.g., CFA, FRM, PRM, CPA, CISA, CIA, ACA, ACCA) are preferable but not mandatory
  • Ability to work independently, engage with senior stakeholders, and work in a team environment
  • Proficiency in Microsoft Office applications
  • Experience with audit workpaper applications such as Teammate is advantageous
  • Ability to adapt and react positively in a changing and dynamic work environment
  • Ability to work and deliver to tight deadlines
  • Experience in identifying opportunities to utilize data analytics methodologies

Posted On: Friday, July 22, 2022

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